Site Help  |  About Us  |  Contact Us  |  My Profile     Advisories and Regulatory Training Symetra Financial is committed to providing you with the up-to-date information and training you need to comply with the latest regulatory requirements. This page also provides useful procedure and guideline information. If you have questions, or would like to be added to a mailing list to receive regulatory updates, please contact the Sales Center at invest@symetra.com or 1-800-706-0700. Title (Sort)    — All States — Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware DC Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming Advisory (Sort) Training Courses (Sort) Forms Date (Sort) Arkansas Rule 98 – Annuity Disclosures/ Contract Summaries AR Go Go 3/8/2010 Revised Consumer Privacy Statement - ALL ALL* Go Go 2/12/2010 Revised Consumer Privacy Statement - NY NY Go Go 2/12/2010 Anti-Money Laundering (AML) Rules Require Training - ALL ALL* Go Go 12/4/2009 Anti-Money Laundering (AML) Rules Require Training - NY NY Go Go 12/4/2009 All Symetra Life Appointed Producers and Advisors in Arkansas AR Go Go 12/1/2009 Florida’s New Suitability Rule for Annuity Sales to Seniors – Statute 627.4554 FL Go Go 12/1/2009 New Disclosure Requirement Guidelines from the Federal Trade Commission ALL* Go Go 11/6/2009 New Disclosure Requirement Guidelines from the Federal Trade Commission - NY NY Go Go 11/6/2009 Ohio Bulletin 2009-12, Loss of Control of Policyholder Information OH Go Go 10/26/2009 Virginia Guidance for Agents Developing Privacy Safeguards VA Go Go 10/26/2009 Wisconsin’s Life Insurance and Annuities Replacement Rule 2.07 WI Go Go 10/1/2009 Arkansas Rule 82 Agent Training – Bulletin 11-2009 AR Go Go 8/31/2009 South Carolina’s Life Insurance and Annuities Replacement Regulation 69-12.1 SC Go Go 8/20/2009 Suitability in Annuity Transactions - Arkansas Rule 82 AR Go Go 7/10/2009 Annual Compliance Reminders ALL* Go 4/22/2009 Annual Compliance Reminders - NY NY Go 4/22/2009 Suitability in Fixed Annuity Sales - New York NY Go Go 4/13/2009 New Jersey Bulletin 09-06 - Suitability Notice Requirements NJ Go Go 4/7/2009 Agent Guide: Fixed Annuity Suitability ALL* Go 3/31/2009 Agent Training: New York Regulation 60 NY Go 2/1/2009 Suitability: What Producers Need to Know ALL* Go 2/1/2009 Gifts to Insurance Clients or Prospective Clients CT Go Go 1/28/2009 New Fully Guaranteed Permanent Plan and 2001 CSO impacts to currently marketed plans ALL* Go Go 11/28/2008 New Fully Guaranteed Permanent Plan and 2001 CSO impacts to currently marketed plans (FL only) FL Go Go 11/28/2008 Proper handling of replacements of life policies and annuity contracts ALL* Go 9/29/2008 Proper handling of replacements of life policies and annuity contracts - NY NY Go 9/29/2008 Advertisements by Life/Annuity Producers AR Go Go 9/17/2008 Nebraska Life Insurance and Annuities Replacement Regulation 19.000+ NE Go Go 9/17/2008 Alaska Life Insurance and Annuities Replacement Regulation AK Go Go 8/22/2008 Missouri Rule 20 CSR 700-1.146 - Recommendations of Annuities or Variable Life Insurance to Customers MO Go Go 7/18/2008 Nebraska Bulletin CB-119 Regarding Military Personnel Financial Services Protection Act NE Go Go 7/18/2008 New West Virginia Regulation for Individual Life Illustrations WV Go Go 7/18/2008 Suitability in Annuity Transactions - Alaska Regulation 3 AAC 26.770 AK Go Go 7/18/2008 Suitability in Annuity Transactions - South Dakota Bulletin 08-05 SD Go Go 7/18/2008 Suitability in Annuity Transactions - West Virginia Rule 114-11B-1 WV Go Go 7/18/2008 New State Regulation for Individual Life Illustrations KY Go Go 6/25/2008 New State Regulation for Individual Life Illustrations MN Go Go 6/25/2008 Suitability in Annuity Transactions - Tennessee Rule 0708-01-86 TN Go Go 6/25/2008 Suitability in Fixed Annuity Sales ALL* Go Go 6/25/2008 North Carolina Bulletin 08-B-02 - Military Sales NC Go Go 5/15/2008 Annual Compliance Reminders ALL* Go 5/13/2008 Annual Compliance Reminders - NY NY Go 5/13/2008 Replacement of Annuity Contracts NV Go Go 3/14/2008 Rules Governing Military Sales Practices VA Go Go 2/25/2008 Suitability in Annuity Transactions KY Go Go 12/21/2007 Rules Governing Suitability in Annuity Transactions NC Go Go 12/18/2007 Indiana Requirements for Annuity Sales IN Go Go 12/12/2007 Rules Governing Suitability in Annuity Transactions HI Go Go 12/12/2007 Suitability in Annuity Transactions IL Go Go 12/12/2007 Texas Life Insurance and Annuities Replacement House Bill 2762 TX Go Go 12/12/2007 Act Governing Suitability in Annuity Transactions TX Go Go 12/10/2007 Nebraska Protection in Annuity Transaction Act NE Go Go 11/13/2007 Act to protect seniors and the public from unfair heath insurance sales practices ME Go 9/25/2007 Montana Suitability in Annuity Transactions Act MT Go Go 9/25/2007 Credentials used in marketing to the elderly ALL* Go 8/24/2007 Credentials used in marketing to the elderly - NY NY Go 8/24/2007 Act Governing Suitability in Annuity Transactions ND Go Go 7/27/2007 Suitability in Annuity Transactions - Rule Chapter 917 ME Go Go 6/21/2007 Suitability in Annuity Transactions - Regulation 31.09.12 MD Go Go 6/12/2007 Nevada Bulletin No. 07-004 - Replacement of Annuity Contracts NV Go Go 5/31/2007 Anti-Money Laundering (AML) Rules Require Training ALL* Go Go 5/15/2007 Anti-Money Laundering (AML) Rules Require Training - NY NY Go Go 5/15/2007 Florida Information Memorandum OIR-07-08M FL Go Go 5/15/2007 Annual Compliance Reminders ALL* Go 5/1/2007 Annual Compliance Reminders - NY NY Go 5/1/2007 Health Insurance Coverage for Soldiers Returning From Deployment PA Go 3/26/2007 Suitability in Annuity Transactions OH Go Go 3/22/2007 Suitability in Annuity Transactions VA Go Go 3/15/2007 Life Insurance and Annuities Replacement Regulation VA Go Go 3/13/2007 Variable Annuity Suitability Questionnaire NC Go Go 3/6/2007 Life Insurance and Annuities Replacement Regulation OH Go Go 2/13/2007 Requirements for Annuity Sales LA Go Go 12/26/2006 Life Insurance and Annuities Replacement Regulation ME Go Go 12/14/2006 Requirements for Annuity Sales IA Go Go 12/14/2006 Suitability in Annuity Transactions RI Go Go 12/14/2006 Suitability Protection in Annuity Transactions AL Go Go 12/14/2006 Requirements for Annuity Sales GA Go Go 12/7/2006 Requirements for Annuity Sales NV Go Go 12/7/2006 WA Fraud Warning WA Go Go 11/30/2006 Replacement Requirements KS Go Go 10/26/2006 Replacement Requirements VA Go Go 10/26/2006 Annuity Sales to Seniors NE Go Go 10/19/2006 Requirements for Annuity Sales (Revised 1/07) AZ Go Go 10/19/2006 Requirements for Annuity Sales (Revised 1/07) MA Go Go 10/19/2006 Requirements for Annuity Sales (Revised 1/07) MI Go Go 10/19/2006 Requirements for Annuity Sales (Revised 1/07) UT Go Go 10/19/2006 Requirements for Annuity Sales KS Go Go 10/3/2006 Requirements for Annuity Sales (Revised 1/07) CO Go Go 10/3/2006 Requirements for Annuity Sales (Revised 1/07) OK Go Go 10/3/2006 Annuity Sales to Seniors DE Go Go 9/11/2006 Annuity Sales to Seniors CT Go Go 9/8/2006 Annuity Sales to Seniors IN Go Go 9/7/2006 Replacement Form (Life/Annuities) ID Go Go 9/5/2006 Replacement Regulation RI Go Go 7/21/2006 Annuity Sales to Seniors ID Go Go 6/1/2006 Solicitation Regulation PA Go Go 5/26/2006 * "ALL" includes materials that are applicable in all states except New York. 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