|
Annual Compliance Reminder - 2013
|
Annual Compliance Reminders
|
[ALL]
|
4-09-2013
|
|
|
|
|
Annual Compliance Reminder - NY - 2013
|
Annual Compliance Reminders
|
New York
|
4-09-2013
|
|
|
|
|
Nebraska - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Nebraska
|
8-01-2012
|
|
|
|
|
South Dakota - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
South Dakota
|
6-18-2012
|
|
|
|
|
Utah-Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Utah
|
5-25-2012
|
|
|
|
|
Washington - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Washington
|
3-09-2012
|
|
|
|
|
Connecticut - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Connecticut
|
1-18-2012
|
|
|
|
|
California - Suitability in the Sale of Annuities, Agent Training, and Suitability Addendum
|
Suitability - Annuities
|
California
|
12-29-2011
|
|
|
|
|
Alaska - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Alaska
|
12-28-2011
|
|
|
|
|
Hawaii - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Hawaii
|
12-28-2011
|
|
|
|
|
Indiana - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Indiana
|
12-28-2011
|
|
|
|
|
Kentucky - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Kentucky
|
12-28-2011
|
|
|
|
|
Illinois - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Illinois
|
11-04-2011
|
|
|
|
|
Maryland - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Maryland
|
10-17-2011
|
|
|
|
|
South Carolina - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
South Carolina
|
9-01-2011
|
|
|
|
|
Texas - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Texas
|
8-12-2011
|
|
|
|
|
North Dakota - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
North Dakota
|
7-11-2011
|
|
|
|
|
New Jersey - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
New Jersey
|
6-22-2011
|
|
|
|
|
West Virginia - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
West Virginia
|
6-10-2011
|
|
|
|
|
Ohio - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Ohio
|
5-18-2011
|
|
|
|
|
Oregon - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Oregon
|
5-18-2011
|
|
|
|
|
New York - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
New York
|
5-16-2011
|
|
|
|
|
2011 Annual Compliance Reminders - ALL
|
Annual Compliance Reminders
|
[ALL]
|
5-05-2011
|
|
|
|
|
2011 Annual Compliance Reminders - NY
|
Annual Compliance Reminders
|
New York
|
5-05-2011
|
|
|
|
|
Rhode Island - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Rhode Island
|
4-25-2011
|
|
|
|
|
Wisconsin - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Wisconsin
|
4-01-2011
|
|
|
|
|
Colorado - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Colorado
|
2-15-2011
|
|
|
|
|
District of Columbia - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
District of Columbia
|
1-04-2011
|
|
|
|
|
New York Reg 194 Agent Advisory
|
Annual Compliance Reminders
|
New York
|
1-01-2011
|
|
|
|
|
Iowa Rule 191-15, Unfair Trade Practices - Suitability in the Sale of Annuities & Agent Training
|
Suitability - Annuities
|
Iowa
|
11-15-2010
|
|
|
|
|
West Virginia Rule 114-11E – Annuity Disclosure
|
Disclosures/Contracts/Buyers Guides
|
West Virginia
|
7-15-2010
|
|
|
|
|
West Virginia Rule 114-11E – Annuity Disclosure
|
Sales to Seniors
|
West Virginia
|
7-15-2010
|
|
|
|
|
Oklahoma Rule Chapter 25-3-21 – Training and education requirements for the sale of annuities
|
Training and Education
|
Oklahoma
|
7-14-2010
|
|
|
|
|
Oklahoma Rule Chapter 25-3-21 – Training and education requirements for the sale of annuities
|
Sales to Seniors
|
Oklahoma
|
7-14-2010
|
|
|
|
|
Idaho Senate Bill 1327 – Annuity Disclosures/Contract Summaries & Buyer’s Guides
|
Disclosures/Contracts/Buyers Guides
|
Idaho
|
6-15-2010
|
|
|
|
|
Disclosure regarding the federal Defense of Marriage Act (DOMA) and annuities
|
Disclosures/Contracts/Buyers Guides
|
New York
|
5-13-2010
|
|
|
|
|
Alabama Rule 482-1-078, Premium Receipt Requirements
|
Premium
|
Alabama
|
4-30-2010
|
|
|
|
|
2010 Annual Compliance Reminders - ALL
|
Annual Compliance Reminders
|
[ALL]
|
4-21-2010
|
|
|
|
|
2010 Annual Compliance Reminders - NY
|
Annual Compliance Reminders
|
New York
|
4-21-2010
|
|
|
|
|
Arkansas Rule 98 – Annuity Disclosures/ Contract Summaries
|
Disclosures/Contracts/Buyers Guides
|
Arkansas
|
3-08-2010
|
|
|
|
|
Revised Consumer Privacy Statement - ALL
|
Privacy
|
[ALL]
|
2-12-2010
|
|
|
|
|
Revised Consumer Privacy Statement - NY
|
Privacy
|
New York
|
2-12-2010
|
|
|
|
|
All Symetra Life Appointed Producers and Advisors in Arkansas
|
Other
|
Arkansas
|
12-01-2009
|
|
|
|
|
Florida’s New Suitability Rule for Annuity Sales to Seniors – Statute 627.4554
|
Suitability - Annuities
|
Florida
|
12-01-2009
|
|
|
|
|
New Disclosure Requirement Guidelines from the Federal Trade Commission
|
Disclosures/Contracts/Buyers Guides
|
[ALL]
|
11-06-2009
|
|
|
|
|
New Disclosure Requirement Guidelines from the Federal Trade Commission - NY
|
Disclosures/Contracts/Buyers Guides
|
New York
|
11-06-2009
|
|
|
|
|
Ohio Bulletin 2009-12, Loss of Control of Policyholder Information
|
Privacy
|
Ohio
|
10-26-2009
|
|
|
|
|
Virginia Guidance for Agents Developing Privacy Safeguards
|
Privacy
|
Virginia
|
10-26-2009
|
|
|
|
|
Wisconsin’s Life Insurance and Annuities Replacement Rule 2.07
|
Replacements
|
Wisconsin
|
10-01-2009
|
|
|
|
|
Arkansas Rule 82 Agent Training – Bulletin 11-2009
|
Agent Training and Education
|
Arkansas
|
8-31-2009
|
|
|
|
|
South Carolina’s Life Insurance and Annuities Replacement Regulation 69-12.1
|
Replacements
|
South Carolina
|
8-20-2009
|
|
|
|
|
Suitability in Annuity Transactions - Arkansas Rule 82
|
Suitability - Annuities
|
Arkansas
|
7-10-2009
|
|
|
|
|
Annual Compliance Reminders
|
Annual Compliance Reminders
|
[ALL]
|
4-22-2009
|
|
|
|
|
Annual Compliance Reminders - NY
|
Annual Compliance Reminders
|
New York
|
4-22-2009
|
|
|
|
|
Suitability in Fixed Annuity Sales - New York
|
Suitability - Annuities
|
New York
|
4-13-2009
|
|
|
|
|
New Jersey Bulletin 09-06 - Suitability Notice Requirements
|
Suitability - Annuities
|
New Jersey
|
4-07-2009
|
|
|
|
|
Gifts to Insurance Clients or Prospective Clients
|
Gifts
|
Connecticut
|
1-28-2009
|
|
|
|
|
New Fully Guaranteed Permanent Plan and 2001 CSO impacts to currently marketed plans
|
Sales to Seniors
|
[ALL]
|
11-28-2008
|
|
|
|
|
New Fully Guaranteed Permanent Plan and 2001 CSO impacts to currently marketed plans (FL only)
|
Other
|
Florida
|
11-28-2008
|
|
|
|
|
Proper handling of replacements of life policies and annuity contracts
|
Replacements
|
[ALL]
|
9-29-2008
|
|
|
|
|
Proper handling of replacements of life policies and annuity contracts - NY
|
Replacements
|
New York
|
9-29-2008
|
|
|
|
|
Advertisements by Life/Annuity Producers
|
Advertising
|
Arkansas
|
9-17-2008
|
|
|
|
|
Nebraska Life Insurance and Annuities Replacement Regulation 19.000+
|
Replacements
|
Nebraska
|
9-17-2008
|
|
|
|
|
Alaska Life Insurance and Annuities Replacement Regulation
|
Replacements
|
Alaska
|
8-22-2008
|
|
|
|
|
Missouri Rule 20 CSR 700-1.146 - Recommendations of Annuities or Variable Life Insurance to Customers
|
Recommendations
|
Missouri
|
7-18-2008
|
|
|
|
|
Nebraska Bulletin CB-119 Regarding Military Personnel Financial Services Protection Act
|
Military Personnel
|
Nebraska
|
7-18-2008
|
|
|
|
|
New West Virginia Regulation for Individual Life Illustrations
|
Illustrations
|
West Virginia
|
7-18-2008
|
|
|
|
|
Suitability in Annuity Transactions - Alaska Regulation 3 AAC 26.770
|
Suitability - Annuities
|
Alaska
|
7-18-2008
|
|
|
|
|
Suitability in Annuity Transactions - South Dakota Bulletin 08-05
|
Suitability - Annuities
|
South Dakota
|
7-18-2008
|
|
|
|
|
Suitability in Annuity Transactions - West Virginia Rule 114-11B-1
|
Suitability - Annuities
|
West Virginia
|
7-18-2008
|
|
|
|
|
New State Regulation for Individual Life Illustrations
|
Illustrations
|
Minnesota
|
6-25-2008
|
|
|
|
|
New State Regulation for Individual Life Illustrations
|
Illustrations
|
Kentucky
|
6-25-2008
|
|
|
|
|
Suitability in Annuity Transactions - Tennessee Rule 0708-01-86
|
Suitability - Annuities
|
Tennessee
|
6-25-2008
|
|
|
|
|
Suitability in Fixed Annuity Sales
|
Suitability - Annuities
|
[ALL]
|
6-25-2008
|
|
|
|
|
North Carolina Bulletin 08-B-02 - Military Sales
|
Military Personnel
|
North Carolina
|
5-15-2008
|
|
|
|
|
Annual Compliance Reminders
|
Annual Compliance Reminders
|
[ALL]
|
5-13-2008
|
|
|
|
|
Annual Compliance Reminders - NY
|
Annual Compliance Reminders
|
New York
|
5-13-2008
|
|
|
|
|
Replacement of Annuity Contracts
|
Replacements
|
Nevada
|
3-14-2008
|
|
|
|
|
Rules Governing Military Sales Practices
|
Military Personnel
|
Virginia
|
2-25-2008
|
|
|
|
|
Suitability in Annuity Transactions
|
Suitability - Annuities
|
Kentucky
|
12-21-2007
|
|
|
|
|
Rules Governing Suitability in Annuity Transactions
|
Suitability - Annuities
|
North Carolina
|
12-18-2007
|
|
|
|
|
Indiana Requirements for Annuity Sales
|
Suitability - Annuities
|
Indiana
|
12-12-2007
|
|
|
|
|
Rules Governing Suitability in Annuity Transactions
|
Suitability - Annuities
|
Hawaii
|
12-12-2007
|
|
|
|
|
Suitability in Annuity Transactions
|
Suitability - Annuities
|
Illinois
|
12-12-2007
|
|
|
|
|
Texas Life Insurance and Annuities Replacement House Bill 2762
|
Replacements
|
Texas
|
12-12-2007
|
|
|
|
|
Act Governing Suitability in Annuity Transactions
|
Suitability - Annuities
|
Texas
|
12-10-2007
|
|
|
|
|
Nebraska Protection in Annuity Transaction Act
|
Suitability - Annuities
|
Nebraska
|
11-13-2007
|
|
|
|
|
Act to protect seniors and the public from unfair heath insurance sales practices
|
Seniors
|
Maine
|
9-25-2007
|
|
|
|
|
Montana Suitability in Annuity Transactions Act
|
Suitability - Annuities
|
Montana
|
9-25-2007
|
|
|
|
|
Credentials used in marketing to the elderly
|
Seniors
|
[ALL]
|
8-24-2007
|
|
|
|
|
Credentials used in marketing to the elderly - NY
|
Seniors
|
New York
|
8-24-2007
|
|
|
|
|
Act Governing Suitability in Annuity Transactions
|
Suitability - Annuities
|
North Dakota
|
7-27-2007
|
|
|
|
|
Suitability in Annuity Transactions - Rule Chapter 917
|
Suitability - Annuities
|
Maine
|
6-21-2007
|
|
|
|
|
Suitability in Annuity Transactions - Regulation 31.09.12
|
Suitability - Annuities
|
Maryland
|
6-12-2007
|
|
|
|
|
Nevada Bulletin No. 07-004 - Replacement of Annuity Contracts
|
Replacements
|
Nevada
|
5-31-2007
|
|
|
|
|
Florida Information Memorandum OIR-07-08M
|
Other
|
Florida
|
5-15-2007
|
|
|
|
|
Annual Compliance Reminders
|
Annual Compliance Reminders
|
[ALL]
|
5-01-2007
|
|
|
|
|
Annual Compliance Reminders - NY
|
Annual Compliance Reminders
|
New York
|
5-01-2007
|
|
|
|
|
Health Insurance Coverage for Soldiers Returning From Deployment
|
Military Personnel
|
Pennsylvania
|
3-26-2007
|
|
|
|
|
Suitability in Annuity Transactions
|
Suitability - Annuities
|
Ohio
|
3-22-2007
|
|
|
|
|
Suitability in Annuity Transactions
|
Suitability - Annuities
|
Virginia
|
3-15-2007
|
|
|
|
|
Life Insurance and Annuities Replacement Regulation
|
Replacements
|
Virginia
|
3-13-2007
|
|
|
|
|
Variable Annuity Suitability Questionnaire
|
Suitability - Annuities
|
North Carolina
|
3-06-2007
|
|
|
|
|
Life Insurance and Annuities Replacement Regulation
|
Replacements
|
Ohio
|
2-13-2007
|
|
|
|
|
Requirements for Annuity Sales
|
Suitability - Annuities
|
Louisiana
|
12-26-2006
|
|
|
|
|
Life Insurance and Annuities Replacement Regulation
|
Replacements
|
Maine
|
12-14-2006
|
|
|
|
|
Requirements for Annuity Sales
|
Suitability - Annuities
|
Iowa
|
12-14-2006
|
|
|
|
|
Suitability in Annuity Transactions
|
Suitability - Annuities
|
Rhode Island
|
12-14-2006
|
|
|
|
|
Suitability Protection in Annuity Transactions
|
Suitability - Annuities
|
Alabama
|
12-14-2006
|
|
|
|
|
Requirements for Annuity Sales
|
Suitability - Annuities
|
Georgia
|
12-07-2006
|
|
|
|
|
Requirements for Annuity Sales
|
Suitability - Annuities
|
Nevada
|
12-07-2006
|
|
|
|
|
WA Fraud Warning
|
Fraud
|
Washington
|
11-30-2006
|
|
|
|
|
Replacement Requirements
|
Replacements
|
Virginia
|
10-26-2006
|
|
|
|
|
Replacement Requirements
|
Replacements
|
Kansas
|
10-26-2006
|
|
|
|
|
Annuity Sales to Seniors
|
Suitability - Annuities
|
Nebraska
|
10-19-2006
|
|
|
|
|
Requirements for Annuity Sales (Revised 1/07)
|
Suitability - Annuities
|
Utah
|
10-19-2006
|
|
|
|
|
Requirements for Annuity Sales (Revised 1/07)
|
Suitability - Annuities
|
Arizona
|
10-19-2006
|
|
|
|
|
Requirements for Annuity Sales (Revised 1/07)
|
Suitability - Annuities
|
Michigan
|
10-19-2006
|
|
|
|
|
Requirements for Annuity Sales (Revised 1/07)
|
Suitability - Annuities
|
Massachusetts
|
10-19-2006
|
|
|
|
|
Requirements for Annuity Sales
|
Suitability - Annuities
|
Kansas
|
10-03-2006
|
|
|
|
|
Requirements for Annuity Sales (Revised 1/07)
|
Suitability - Annuities
|
Colorado
|
10-03-2006
|
|
|
|
|
Requirements for Annuity Sales (Revised 1/07)
|
Suitability - Annuities
|
Oklahoma
|
10-03-2006
|
|
|
|
|
Annuity Sales to Seniors
|
Suitability - Annuities
|
Delaware
|
9-11-2006
|
|
|
|
|
Annuity Sales to Seniors
|
Suitability - Annuities
|
Connecticut
|
9-08-2006
|
|
|
|
|
Annuity Sales to Seniors
|
Suitability - Annuities
|
Indiana
|
9-07-2006
|
|
|
|
|
Replacement Form (Life/Annuities)
|
Replacements
|
Idaho
|
9-05-2006
|
|
|
|
|
Replacement Regulation
|
Replacements
|
Rhode Island
|
7-21-2006
|
|
|
|
|
Annuity Sales to Seniors
|
Suitability - Annuities
|
Idaho
|
6-01-2006
|
|
|
|
|
Solicitation Regulation
|
Solicitation
|
Pennsylvania
|
5-26-2006
|
|
|
|